MerCap Securities, LLC offers a timely and efficient alternative to the traditional full-service broker-dealer. You may not need all the products and services a full-service firm offers.

“Full Service” can also come with higher costs. MerCap is a lower-cost, highly efficient, limited registration firm that can accommodate an important part of a Registered Representative’s product and services needs.

Our focus is supporting the independent Registered Representative in growing their business and achieving great success.

— Dale A. Pope President & CEO

If everyone is moving forward together, then success takes care of itself.

— Henry Ford

We offer the independent Registered Representative:

  • A Smooth & Successful Transition
  • Professional & Dedicated Home-Office Support Team providing “Real” Service-Someone picks up the phone when you call!
  • Lower Costs
  • Compliance Aimed at Keeping you Out of Trouble (Period)
  • Frequent Product Training Webinars
  • Regular Communication from Home-Office
  • Top Commissions Paid Weekly
  • Paperless Office & Workflow Solution
  • Streamlined & Efficient Business Processing
  • Succession Solutions

Affiliated Registered Investment Adviser

Registered Representative’s may also choose to affiliate with MerCap Advisors, Inc., (MCA) our Registered Investment Adviser. MCA offers the Investment Adviser Representative (IAR) a large selection of fee-based investment platforms.

  • Securities offered through MerCap Securities, LLC Member FINRA/SIPC.
  • Investment advisory services offered through MerCap Advisors, Inc., a Registered Investment Adviser.
  • Both firms are wholly-owned subsidiaries of MerCap Enterprises, Inc.