MerCap Securities, LLC offers a timely and efficient alternative to the traditional full-service broker-dealer. You may not need all the products and services a full-service firm offers.
“Full Service” can also come with higher costs. MerCap is a lower-cost, highly efficient, limited registration firm that can accommodate an important part of a Registered Representative’s product and services needs.
Our focus is supporting the independent Registered Representative in growing their business and achieving great success.
— Dale A. Pope President & CEO
If everyone is moving forward together, then success takes care of itself.
— Henry Ford
We offer the independent Registered Representative:
- A Smooth & Successful Transition
- Professional & Dedicated Home-Office Support Team providing “Real” Service-Someone picks up the phone when you call!
- Lower Costs
- Compliance Aimed at Keeping you Out of Trouble (Period)
- Frequent Product Training Webinars
- Regular Communication from Home-Office
- Top Commissions Paid Weekly
- Paperless Office & Workflow Solution
- Streamlined & Efficient Business Processing
- Succession Solutions
Affiliated Registered Investment Adviser
Registered Representative’s may also choose to affiliate with MerCap Advisors, Inc., (MCA) our Registered Investment Adviser. MCA offers the Investment Adviser Representative (IAR) a large selection of fee-based investment platforms.
- Securities offered through MerCap Securities, LLC Member FINRA/SIPC.
- Investment advisory services offered through MerCap Advisors, Inc., a Registered Investment Adviser.
- Both firms are wholly-owned subsidiaries of MerCap Enterprises, Inc.